With our excellent technical expertise and experience in the latest technologies, we have been able to deliver the best and good quality products with an aim to fulfil the clients requirements.
Compliance Management System
Compliance Management System helps the compliance team to manage the compliance of personal trades of Designated Employees and keep track of such trades in order to ensure compliance under the applicable Insider Trading Regulations.
- Raising a personal trade request seeking Compliance approval
- Transaction reporting with a option to upload Proof of Investment (POI)
- Informative & friendly dashboards
- Notification sent via email to respective stake holders for quick action
- Quick search by Request or Transaction number
- Reports – Holding statement, Non-compliant transactions, etc.
- Easy management and tracking of personal trades
- Upload Securities Market rates and Company Investments
- User friendly web based application, access from anywhere
- Role based access
- Responsive and will also work on devices like Mobile, Tablet `